The Stranger Kings of the Lý and Trần Dynasties

There is a theory that has developed over the past few decades among anthropologists and historians that is known as “the stranger king theory.” What this theory tries to explain is why it is that throughout the world, and throughout history, we can find so many examples of people from one place who become the rulers of other places, that is, why people who are “strangers” to a given society, can become the “kings” of those societies.

In general, scholars have taken two approaches to answering this question. Some have emphasized cultural beliefs in the (mystical/divine) power of outsiders, while others have emphasized the practical role that outsiders can sometimes play. For instance, in some places where groups are at war with each other, sometimes a person from the outside can be more successful at maintaining the peace through his/her (perceived) position of neutrality.

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David Henley, has argued for the value of the stranger king theory in Sulawesi, an area of what is today eastern Indonesia, and in 2006 he was the co-organizer of a symposium that invited scholars to examine this phenomenon in other parts of Southeast Asia and the world. A report on the symposium by Mary Somers Heidhues can be found here. A couple of years later some of the papers from the conference were published in a special issue of Indonesia and the Malay World 36 (2008).

In her report on the symposium, Mary Somers Heidhues wrote that “David Henley has speculated that the receptivity of the people of North Sulawesi to Dutch colonialism may have been motivated by a kind of stranger-king phenomenon, a willingness to accept foreign rule and rulers because the outsiders acted as impartial adjudicators in the many disputes that had previously typically led to outbreaks of violence. Supernatural prowess is another possible characteristic of stranger-kings, while others may win over followers by their facility in trade or special access to technology.”

Cowboys-and-Aliens

The stranger king theory has been particularly used to talk about how Europeans gained colonial control over certain parts of the world. The theory argues that to some extent, and for various reasons, indigenous peoples allowed the European “stranger kings” to take control.

As Ian Caldwell and David Henley note in their introduction to the special issue of Indonesia and the Malay World, this theory would have been unspeakable in the 1950s-1970s “when a cresting wave of anticolonial nationalism. . . inclined even conservative scholars to downplay the role of foreigners,” but that “In our own era of multiculturalism, globalization, and the waning of egalitarian ideals, it has perhaps become easier to admit the historical importance of alien influences and elites alongside local genius and solidarity.”

cowboys_olivia

It might be easier today for some scholars to “admit the historical importance of alien influences and elites” but most scholarship on Vietnamese history today is still about “local genius and solidarity,” because the “wave of anticolonial nationalism” has still not crested.

It’s too bad that that is the case, and it’s too bad that no one who works on Vietnam (or any of the mainland areas) was at this symposium because I think that places like the Red River Delta fit the stranger king model very well.

As is well known, the founders of two important medieval dynasties in the Red River Delta, the Lý and the Trần, both either came from, or were members of families that had come from, “China,” and the area of what is today Fujian Province in particular.

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While this is well known, a great deal of effort gets expended in trying to explain away the foreignness of these people and to emphasize that either they had become local, or that even though they were from Fujian, they were not “Chinese” because there were non-“Chinese” people who lived in Fujian, etc.

This latter point is true, but it’s also true that one of the earliest kingdoms in Fujian, the Kingdom of Min/Mân, was established by one of those “Chinese” who had come from the north – a “stranger king.”

Film Title: Cowboys & Aliens

I think it makes perfect sense to argue that the Lý and the Trần were also founded by “stranger kings.” What is more, we can compare the situation in the Red River Delta with the countless other examples of stranger kings throughout the world throughout history to gain a sense of what type of stranger kings they were and what “model” of the stranger king phenomenon they fit.

Nationalist histories seek to show that a certain group is special. Non-nationalist histories identify phenomena that are common to human beings. Stranger kings are a common phenomena, and the Red River Delta is not an exceptional part of the world.

The founders of the Lý and the Trần were one form of stranger king, and it is therefore their “strangeness” that in part enabled them to become “kings” in the Red River Delta. We could learn a lot more about the history of that region of the world if we examined them as such.

Film Title: Cowboys & Aliens

I’ve got pictures from what are known in the US as “Western” movies here because that genre relies heavily on a variation of the stranger king idea, the “stranger comes to town” theme. You have a town where there is some kind of trouble. A stranger comes to town. He ends up getting involved, sees who is really causing the problem, and “brings justice” to the town.

Historically there have been many places in the world were it took a “stranger” to bring peace and justice to an area. And in many ways, it was that person’s “strangeness” (whether that be a mystical power, an impartial outlook, or some combination of those elements) that enabled him to do so.

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LiemVu
LiemVu
12 years ago

You made an interesting point here. Can you suggest, in what circumstances allowed those outside guys come to power in the Red River delta?
What is the proper explanation for these consequent events:
1009: Ly Cong Uan, an outsider, was supported to come to the throne.
Then, sixty years later, the same those people talked about “Southern river, mountain, southern king”
And then, another outsider from “the north” became king of “the south”.
What kind of value and identity those outsiders claimed and represented for? and why they could overcome the fear of the Red Delta river’s people toward the “north”?
Thank you !

LiemVu
LiemVu
Reply to  leminhkhai
12 years ago

I was born inside nationalist historiography…
Terrific, thanks for your response.
I was not aware enough of historical continuity before and after the 10th century in the Red River Delta. Reading Charles Holcombe on Southern Chinese empire during the Tang and try to connect what happened in northern Vietnam with the same phenomenon occurring at other centers stood at the edge of the Tang and Sung, things can be highly understandable. I think Liam C.K also makes some comparisons in his Biography of Hong Bang.
And then, another thing came to my mind.
There is a process of making “Han” in the history of the “Central kingdoms”. Peoples at the frontiers, if not run away, then became “Han” along the way of the imperial expansion.
Do you see the same paradigm in Vietnamese history: the process of making “Viet”? and if so, tracing back to, let say before 1500 /1850, what could be imagined and collective identities to justify “Viet”?
Thank you!

dustofthewest
12 years ago

I like this idea of the stranger king, and think it would interesting to develop the idea of the French colonialists playing that role. While histories emphasize that there was a continuous indigenous rebellion from the moment that the French took control, in the overall scheme of things the resistance was limited and sporadic for many years. The majority of people were trying to keep themselves and their families alive — something that was probably difficult enough before and after the French.

You make three great points about why stranger kings might succeed: “1) a sense that he has mystical/divine/special power or 2) a belief that as an outsider he can more fairly rule over people.” and 3) force.

Wasn’t the mystical / divine / special power something that came to be called khoa học?

The French also created if not exactly a kind of fairness in their rule, a kind of security or pacification. One gets the idea that in the 19th century there were bandits and marauding forces that would occasionally plunder and pillage and generally add to the overall misery. But of course French rule was not entirely fair–it was too important to use the colony to economic advantage to be fair at all times. I suppose it was the lack of fairness, coupled with the nationalistic message that was facilitated by the infra-structure that the French built (shipping, trains, paved roads, newspapers, publishing industry, radio, etc) that lead to a local posse to the gunfight that eventually pushed the stranger king out of Dodge.

And could International Communism be a new stranger king as well that society had to assimilate to? Khoa học, dân tộc and biện chứng for their mystical powers. An ideal of độc lập tự do to suggest fairness. And as with the colonialists, plenty of force.

JRD
JRD
12 years ago

“First, we have to try to distance ourselves from the present, that is, we have to try to identify what is different about the way we think today, and we have to try to not use our present ideas to think about and explain the past.”

This is not to defend anachronistic history/propaganda concocted by an ethno-centric mind-set, but is the Western iconoclasm not also the result of an academic fashion of the day, a by-product of a certain social and professional environment that demands “ground-shaking, revolutionary, subversive” monographs every two to three years? Isn´t that the fallacy of all revolutionaries; that they believe to be in the possession of unblemished, superior knowledge and to be free of those misapprehensions under which everybody else is labouring? Are historical relativism and cosmopolitism not to be included if we are to rid ourselves of presentist idea[l]s?

I find the presumption that no “national sentiment” of some sort existed at all equally unfounded until proven. The problem probably lies in the question about what can be considered a proper nation. Is there any positive evidence for the assumption that people who lived in the Red River delta did not have an idea of being somehow connected, even if they didn´t know each other personally?

Taking an even older example; did Greeks and Romans, from the highest senator to the lowest soldier, not consider themselves to be living in communities distinct from other (ethnic) communities?
There might be some extreme cases as the ones mentioned about India and France. But I believe this to be an inadmissible generalisation to suggest this was the case at every time and everywhere.

Of course one could argue that the elite and intelligentsia considered themselves much more being members of a broader Chinese-inspired commonwealth. But that does not necessarily mean that ordinary people didn´t feel alienated by “foreign” lords. To say that the elite maybe didn´t care about or didn´t even feel a cultural difference and therefore tensions were low is to override the possible negative sentiment of “the people” with that of “the People that matter”, isn´t it?

riroriro
riroriro
11 years ago

Other ” stranger kings ” in the history of other peoples :
_ When the Balkans were freed from Ottoman rule , Bulgaria or Rumania or both , I don’ t remenmber ,got bestowed from the western european big powers Saxony -Cobourg ( ? ) scion . It seems most “cavalier ” from the westerners or in modern parlance ” colonialistic ” . How come the locals accepted that ?

_ Sweden’s king in 1810 died without heir . How come the Swedish ruling
class decide among others candidates upon French general and Napoleon underling Bernadotte to become their king ? What did they hope to get from him , some kind of protection ? he didn’t seem to have much political influence in France or elsewhere ? Was he a Freemason ?

Mot
Mot
10 years ago

Another Chinese origin dynasty was the Ho dynasty. The ancestors of the Ho came from Zhejiang province and straightforwardly declared themselves of Chinese lineage. They traced their descent back to the Chinese Emperor Shun so nationalists cannot engage in revisionism and claim that they were non-Han “Baiyue” natives of Zhejiang.

An Dương Vương the King of Âu Lạc is said to have originated from the state of Shu in modern day Sichuan.

Lý Nam Đế’s family originated from Han dynasty China and fled down to Vietnam during the Wang Mang interregnum.

Many of the Kings of Min in Fujian were of Han Chinese origin of northern China. The first Kings of Yue and Minyue claimed descent from Yu the Great, the Chinese King from the Yellow River in the heartland of Chinese civilization.

The founder of the Kingdom of Min was Wang Shenzhi and he originated from Henan province near the Yellow River.

The founder of Nanyue was Zhao Tuo who was all the way from Hebei from northern China.

The native Baiyue people of southern China were not related to the Vietnamese anyway. They were Tai-Kadai, Hmong-Mien and possibly Austronesian. The natives of Guangxi immediately north of Vietnam are the Tai speaking Zhuang people.

So I don’t see why Vietnamese nationalists attempt to in these revisionist exercises, the Kings are clearly all non-Vietnamese, non Kinh.

Jizi was said to be a member of the Shang dynasty of China who moved to Korea and founded the Kingdom of Gojoseon. Wiman is another Chinese origin person who is said to have usurped the throne of Gojoseon.

Following the rise of modern ultra-nationalism in Korea in the 20th century and revisionists like Shin Chaeho these traditional accounts were attacked and needless to say not popular among nationalist Koreans.

In Islamic South-east Asia, Arab Sadah (descendants of the prophet Muhammad) from Yemen established Sultanates among Muslims peoples like the Malays and Tausug because their ancestry is prestigious in the Islamic religion.

PTN
PTN
7 years ago

Le Minh Khai, where is your source for claiming that the Ly Dynasty was from Fujian?